Cftc enforcement press release
WebMay 24, 2024 · Under the terms of the CFTC resolution, Glencore agreed to pay over $1.1 billion, which includes a civil monetary penalty of over $865 million, as well as disgorgement totaling over $320 million. WebMarch 1, 2024 NFA orders London, U.K. firm GMG Brokers LTD and two employees to pay fines totaling $350,000 February 16, 2024 NFA orders Sioux Falls, S.D. introducing broker VBI Company to pay a $135,000 fine January 12, 2024 NFA orders Chicago, IL swap dealer StoneX Markets LLC to pay a $1,000,000 fine
Cftc enforcement press release
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WebApr 11, 2024 · Press Release - April 11, 2024 The Commodity Futures Trading Commission has issued an order simultaneously filing and settling charges against Goldman Sachs & Co. for violations of the CFTC’s Business Conduct Standards applicable to swap dealers. Web2 days ago · Goldman Sachs will pay a $15 million fine to settle charges from the Commodity Futures Trading Commission it manipulated the execution of same-day swaps to the detriment of unsophisticated clients and for failing to accurately disclose the actual cost of those swaps. Welcome to ComplianceWeek.com. This site uses cookies. …
WebApr 13, 2024 · On April 6, 2024, the U.S. Department of the Treasury released a report examining vulnerabilities in decentralized finance (“DeFi”), including potential gaps in the United States’ anti-money laundering (“AML”) and countering the financing of terrorism (“CFT”) regulatory, supervisory, and enforcement regimes for DeFi. WebAug 10, 2024 · August 10, 2024 WASHINGTON—The Financial Crimes Enforcement Network (FinCEN) has assessed a civil money penalty in the amount of $100 million against BitMEX, one of the oldest and largest convertible virtual currency derivatives exchanges, for violations of the Bank Secrecy Act (BSA) and FinCEN’s implementing regulations.
WebSep 19, 2024 · Washington, DC– The Commodity Futures Trading Commission (CFTC or Commission) today issued an Order filing and settling charges against Bank of America, N.A.(Bank of America or the Bank) for attempted manipulation of the ISDAFIX benchmark and requiring Bank of America to pay a $30 million civil monetary penalty. WebMay 25, 2024 · On January 4, 2024, the Korea Fair Trade Commission (the "KFTC”) announced its 2024 Enforcement Plan (“2024 Plan”). The enforcement plans, …
Web2 days ago · The Commodity Futures Trading Commission (CFTC) has filed charges against Rashawn Russell, an individual who allegedly solicited retail investors to invest in a digital asset trading fund....
Web7 hours ago · In proposing these rules, NHTSA has considered other Federal whistleblower programs, including the Securities and Exchange Commission's (SEC) rules to implement section 21F of the Securities Exchange Act of 1934 at 17 CFR 240.21F–1 through 240.21F–17 and the Commodities Future Trading Commission's (CFTC) rules to … mybenefits philips toolWebThe CFTC filed a civil enforcement action against five individuals and five companies based on allegations that the five companies, under control of the five individuals, cooperated to fraudulently solicit and misappropriate at least $58 million from customers. The CFTC alleges that, from 2024 to 2024, the five mybenefits portal armyWebThe CFTC is doing a full-court press on climate risk in the financial system, with the goal of linking its efforts to regulate the derivatives markets with global efforts to promote climate mitigation, de-carbonization, and other climate-related priorities in … mybenefits portal at dew.sc.govmybenefits portal at mybenefits dew scWeb2 days ago · The Law Enforcement Software Market report is a comprehensive document that presents valuable insights on the industry's competitors, including [DFLABS, Wynyard Group, Abbott Informatics ... mybenefits portal hclWebPress Releases Public Statements & Remarks Events Carousel Rotation On On News & Events Press Releases Public Statements & Remarks Events Press Releases … mybenefits portal tasconlineWebIn a press release on the day of announcement, CFTC Chairman Heath P. Tarbert hailed the resolution against Vitol as a “historic enforcement action [that] demonstrates that the CFTC will actively pursue fraud tied to foreign corruption and manipulation that impacts the U.S. derivatives and related physical markets.” [19] mybenefits portal sc